Development Authority Bye-laws for Conservation of Heritage Sites
Published vide Notification No. 104/8-3-16-14-Vividh-08, dated 20.1.2016, published in the U.P. Gazette, Extraordinary, Part 4, Section (Kha), dated 20.1.2016, pp. 13-23
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(a) The Ancient Monuments and Archaeological Sites and Remains Act, 1958 and rules made thereunder;
(b) The Uttar Pradesh Ancient and Historical Monuments and Archaeological Sites and Remains Preservation Act, 1956 (U.P. Act No. VII of 1957).
2. Definitions. - In these bye-laws unless the context otherwise requires:(a) 'Act' means the Uttar Pradesh Urban Planning and Development Act, 1973;
(b) 'Adaptation' means modifying a place to suit proposed compatible uses;
(c) 'Alteration' means a change from one type of occupancy to another, or structural change, such as an addition to the area or height, or the removal of part of a building or any change to the structure, such as the construction of, cutting into or removal of any wall, partition, column, beam, joints, floor or other support, as a change to or closing of any required means of ingress or egress or a change to the fixtures or equipment;
(d) 'Authority' means the Development Authority;
(e) 'Building' includes any structure or erection or part of a structure or erection which is intended to be used for residential, industrial, commercial or other purposes, whether in actual use or not;
(f) 'conservation' means the process of managing change to a heritage site in its setting in ways that will best sustain its heritage values, while recognizing opportunities to reinforce those values, for present and future generations. It includes maintenance and preservation, restoration, re-construction or adaptation;
(g) 'Development' with its grammatical variations, means the carrying out of building, engineering, mining or other operations, in, on, over or under the land, or the making of any material change in any building or land, and includes redevelopment, or in the use of any building or land or change to a heritage site including any material or structural change in or painting of any heritage building, or in a heritage precinct or on a listed natural feature and includes demolition of any existing building, structure of erection or part of such building, structure or erection, and reclamation, redevelopment and layout and sub-division of any land and 'to develop' shall be construed accordingly;
(h) 'Development Right' means a right to carry out development or to develop the larrd or building or both;
(i) 'Floor Area Ratio' means the quotient obtained by dividing the total covered area (plinth area) on all floors by the area of the plot;
(j) 'Government' means Government of Uttar Pradesh;
(k) 'Grading' means the process by which the levels of intervention permissible are determined in preserving, maintaining or upgrading the heritage sites;
(l) 'Height of Building' means the vertical distance measured in the case of flat roofs, from the average level of the ground around and contiguous to the building or as decided by the Authority to the terrace of last livable floor of the building adjacent to the external walls; and in the case of pitched roofs, up to the point where the external surface of the outer wall intersects the finished surface of the sloping roof; and in the case of gables facing the road, the midpoint between the eaves level and the ridge. Height of the building shall also include mumty, machine room, overhead tank, A.C. installations, etc. if any, which may obstruct the skyline of the heritage building;
(m) "Heritage buildings" means buildings, artefacts, structures of historical or archaeological or aesthetic or architectural or cultural or environmental significance which are included in a list(s) published by a notification in the Official Gazette by the Government from time to time;
(n) "Heritage precincts" means streets and spaces including, those around a heritage building or a group of such buildings of which they are part and parcel which are included in a list(s) published by notification in the Official Gazette, by the Government from time to time;
(o) 'Heritage Sites' means those buildings, artefacts, structures, streets, areas and precincts of historic or archaeological or aesthetic or architectural or cultural or environmental significance and those natural features of environmental significance and sites of scenic beauty including, but not restricted to, sacred groves, hills, hillocks, water bodies (and the areas adjoining the same), open areas, wooded areas, points, walks, rides, bridle paths which are listed in a notification to be issued by the Government from time to time.
Heritage sites shall generally include buildings, artefacts, structures, streets, areas and precincts of historic or archaeological or aesthetic or architectural or cultural significance which are at least 100 years old. In special circumstances, however, heritage sites may be less than 100 years old keeping in view their historic, architectural or cultural or aesthetic significance;(p) 'Heritage Conservation Committee' means a district level Committee constituted under bye-law-20;
(q) "Listing" means an archaeological or other systematic study or documentation of a heritage site to reveal its history and other special features and shall include the recording and analysis artefacts, features and other material necessary for the purpose of determining the heritage value or environmental significance;
(r) "Listed natural features" means those natural features of environmental significance and sites of scenic beauty including, but not restricted to, sacred groves, mountains, hills, hillocks, tablelands, sand dunes, deserts, lakes, rivers, other water-bodies and wetlands (and the areas adjoining the same), open areas, wooded areas, point, walks, rides, bridle paths, etc., which are included in a list(s) published by a notification in the Official Gazette by the Government;
(s) 'Owner' means person or a body having a legal interest in land and/or building thereon. This includes freeholders, leaseholders, tenants or those holding a sublease with both (sic which) bestows a legal right to occupation and gives rise to liabilities in respect of safety of building conditions.
In case of lease or sub-lease holders, as far as ownership with respect to the structure is concerned, the structure of a flat or structure on a plot belongs to the allottee/lessee till the allotment/lease subsists;(t) 'Preservation' means maintaining the fabric of a place in its existing state and retarding deterioration;
(u) 'Property' means the land and or building on any plot situated within area of the Authority;
(v) 'Prohibited Area' or 'Regulated Area' means an area near or adjoining a protected monument which the Central or State Government has, by notification in the Official Gazette, declared to be a prohibited area, from as the case may be, a regulated area, for purpose of mining operation or construction or both;
(w) 'Restoration' means returning the existing fabric of a place to a known earlier state by removing accretions or by reassembling existing components without introducing new materials;
(x) 'Vice-Chairman' means the Vice-Chairman of the Authority.
3. Restriction on development/redevelopment/repairs, etc. - Development, redevelopment or engineering operation or repairs or additions, alterations, renovations including the painting of buildings, replacement of special features or plastering or demolition of any part thereof of the listed buildings or listed precincts or listed natural features shall be permissible in accordance with bye-law-16: Provided that before granting any permission for demolition or major alterations/additions to listed buildings (or buildings within listed streets or precincts), or construction at any listed natural features, or alteration of boundaries of any listed natural features, objections and suggestions from the public shall be invited by the Authority and duly considered by the Heritage Conservation Committee: Provided further that only in exceptional cases, for reasons to be recorded in writing, the Vice-Chairman may refer the matter back to the Heritage Conservation Committee for reconsideration. 4. Responsibility of the owners of heritage buildings. - It shall be the duty of the owners/occupiers of heritage sites to carry out regular repairs and maintenance of the heritage sites at their own cost. The Government or the Authority or the local bodies shall not be responsible for such repair and maintenance except for the buildings owned by the Government, the Authority or the local bodies. 5. Preparation of list of heritage sites. - The list of heritage sites to which these bye-laws apply shall be supplemented from time to time by the Authority on the advice of the Heritage Conservation Committee. The Government may also notify the heritage sites based on information available or made available to it. The list shall also include the important features of heritage sites for which no intervention would be permitted: Provided that before the list is supplemented by the Government or the Authority, objections and suggestions from the public shall be invited by the Authority on behalf of the Heritage Conservation Committee by publishing in two widely circulated leading newspapers (one in Hindi and one in English language) in the district and giving minimum 30 days time and duly considered by the Authority on the advice of Heritage Conservation Committee. The Authority shall submit the draft list of heritage sites of the Government for final approval and notification. The notification should be made available online for public interface: Provided further that any list which is in draft form and pending for approval will, in the interim period, also be deemed to be part of the heritage list for purposes of development permission. When a building or group of building or natural features are listed it would automatically mean (unless otherwise indicated) that the entire property including its entire compound/plot boundary along with all the subsidiary structures and artefacts, etc. within the compound/plot boundary', etc. from (sic form) part of list. After the notification of the list, provisions of the Uttar Pradesh Urban Building (Regulation of Letting Rent and Eviction) Act, 1972 shall not apply to listed heritage sites. 6. Criteria for listing of heritage sites. - The following shall be the criteria for listing of heritage sites -
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Abbreviations |
(a) |
Value for architectural, historical, archaeological or cultural reasons |
A |
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• architectural |
A (arc) |
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• historical |
A (his) |
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• cultural |
A (cul) |
(b) |
The date and/or period and/or design and/or unique use of the building or artefact |
B |
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• period |
B (per) |
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• design |
B (des) |
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• use |
B (uu) |
(c) |
Relevance to social or economic history |
C (she) |
(d) |
Association with well-known persons or events |
D (bio) |
(e) |
A building or groups of buildings and/or areas of a distinct architectural design and/or style, historic period or way of life having sociological interest and/or community value |
E |
|
• style |
E (sty) |
|
• historical |
E (his) |
(f) |
The unique value of a building or architechural features or artefact and/or being part of a chain of architectural development that would be broken if it were lost |
F |
(g) |
Its value as a part of a group of buildings |
G (grp) |
(h) |
Representing forms of technological development. |
H (tec) |
(i) |
Vistas of natural/scenic beauty or interest, including water-front areas, distinctive and/or planned lines of sight, street line, skyline or topographical. |
I (sce) |
(j) |
Open spaces sometimes integrally planned with their associated areas having a distinctive way of life and for which area have the potential to be areas of recreation |
J |
(k) |
Natural heritage sites |
NH |
(l) |
Sites of scenic beauty |
(sce) |
Grade I |
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Grade II |
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Grade II |
(A) Definition - |
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Heritage Grade I comprises Buildings and precincts of National or historic importance, embodying excellence in architectural style, design, technology and material usage and/or aesthetics; they may be associated with a great historic event, personality, movement or institution. They have been and are the prime landmarks of the region. All natural sites shall fall within Grade I |
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Heritage Grade II (A & B) comprises of buildings, and precincts of regional or local importance possessing special architectural or aesthetic merit, or cultural or historical significance though of a lower scale in Heritage Grade I. They are local landmarks, which contribute to the images and identify of the region. They may be the work of master craftsman or may be models of proportion and ornamentation, or designed to suit a particular climate. |
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Heritage Grade III comprises buildings and precincts of importance for townscape; they evoke architectural, aesthetic, or sociological interest though not as much as in Heritage Grade II. These contribute to determine the character of the locality and can be representative of lifestyle of particular community or region and, may also be distinguished by setting on a street-line, or special character of the facade or uniformity of height, width and scale. |
(B) Objective - Heritage Grade I richly deserves careful preservation. |
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Heritage Grade II deserves intelligent conservation. |
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Heritage Grade III deserves intelligent conservation (though on a lesser scale than Grade II) and special protection to unique features and attributes. |
(C) Scope for Changes - |
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Works relating to changes, development or redevelopment or additions, alterations and renovation of heritage of heritage sites shall be permitted in accordance with following - |
(i) Permission not required
• Construction and repair of roads, lanes and footpaths.
• Construction of drain and laying of sewage pipes.
• Construction of water supply network and electrification.
• Construction of septic tank/soak pit.
• Installation of hand pump.
• Construction of recharge trench for rainwater harvesting.
• Landscaping in accordance with original form.
• Installation of lift (In Grade III heritage sites).
• Beautification of the premises by gardening, lighting and fountains.
(ii) Prohibited
• Demolition (part of whole) and reconstruction.
• Change in the exterior facade.
• Alteration or addition including structural changes (In Grade I heritage sites).
• Removal or alteration of carvings and paintings.
(iii) Permitted by Authority
• Strengthening of structure.
• Renovation without changing the original exterior/facade.
• Construction of boundary wall in harmony with heritage site.
• Installation of internal lift.
• Installation of solar water heating system/solar power plant/fire safety equipments.
• Alteration or addition including structural changes (In Grade II and Grade III heritage sites).
• Internal changes and adoptive re-use (In Grade II and Grade III heritage sites).
• New doors and windows on internal/external walls (In Grade II and Grade III heritage sites).
• Extension and addition in the same compound if it is in harmony with existing heritage building (In Grade II-B and Grade III heritage sites).
• All other works not mentioned in (I) and (II) above.
Note. - These works may be permitted on the recommendation of a technical committee constituted for this purpose, one member of which shall compulsorily by a Conservation Architect. The committee will submit its recommendation to Vice-Chairman after site inspection within a period not exceeding four weeks.
(D) Vistas/Surrounding Development - |
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Grade I |
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Grade II |
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Grade III |
All development in areas surrounding Heritage Grade I shall be regulated and controlled, ensuring that it does not mar the grandeur of, or view from Heritage Grade I. Development permission for the changes would be given by the Vice-Chairman on the advice of the Heritage Conservation Committee. |
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All development in areas, surrounding Heritage Grade II shall be regulated and controlled, ensuring that it does not mar the grandeur of, or view from Heritage Grade II. Development permission for the changes would be given by the Vice-Chairman on the advice of the Heritage Conservation Committee. |
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All development in areas surrounding Heritage Grade III shall be regulated and controlled, ensuring that it does not mar the grandeur of, or view from Heritage Grade III. Development permission for the changes would be given by the Vice-Chairman on the advice of the Heritage Conservation Committee. |
(a) National Building Code to apply - The display or advertising signs and outdoor display structures on buildings and land shall be in accordance with Part 10, Signs and Outdoor Display Structures, National Building Code of India.
(b) Additional Conditions - In addition to clause (a) above, the following provisions shall apply to advertising signs in different land use zones -
(i) Residential Zone: The following non-flashing neon signs with illumination not exceeding 40 watt light -
(A) One name plate with an area not exceeding 0.1 sq. m. for each dwelling unit;
(B) For other uses permissible in the zone, one identification sign or bulletin board with an area not exceeding 10 sq. m. provided the height does not exceed 1.5 m.
(C) "For sale" or "for rent" signs for real estate, not exceeding 2 sq. m. in area provided they are located on the premises offered for sale or rent.
(ii) Residential Zones with Shops: Not flashing business signs placed parallel to the wall not exceeding 1.0 m. in height per establishment.
(iii) Commercial Zones: Flashing or non-flashing business signs parallel to the wall not exceeding 1.0 m. in height provided such signs do not face residential buildings.
(c) Prohibition of advertising signs and outdoor display structures in certain cases - Notwithstanding the provisions of sub-bye-laws of (a) and (b), no advertising sign or outdoor display structure shall be permitted on building of architectural, aesthetic, historical or heritage importance as may be decided by the Authority with previous approval of the Government on the advice of the Heritage Conservation Committee or on Government buildings, save that in the case of Government buildings only advertising signs or outdoor display structures may be permitted if they relate to the activities for the said buildings' own purposes or related programmes.
(d) Provided that if the Heritage Conservation Committee so advises, the Vice-Chairman shall refuse permission for any sign or outdoor display structure.
(e) The Authority with previous approval of the Government may on the advice of the Heritage Conservation Committee add to, alter or amend the provisions of sub-bye-laws (a), (b) and (c) above.
20. Composition of Heritage Conservation Committee. - (1) The Heritage Conservation Committee shall be appointed by Government. (2) The composition of the Heritage Conservation Committee shall be as follows -
(a) |
District Magistrate/Vice-Chairman, Development Authority (whoever is senior) |
Chairman |
(b) |
Representative of Department of Culture |
Member- |
(c) |
Heritage Conservation Architects with 15 years experience in the field of heritage conservation |
2 Members |
(d) |
Structural Engineer having experience of one years in the field and membership of the Institute of Engineers |
1 Member |
(e) |
Environmentalist/Natural Historian having in-depth knowledge and experience of 10 years of subject matter |
1 Member |
(f) |
Representatives of INTACH |
1 Member |
(g) |
Chief Town Planner/Town Planner of the Authority |
1 Member |
(h) |
Municipal Commissioner or any officer authorized by him in his behalf or Executive Officer as the case may be |
1 Member |
(i) |
Representative of Archaeological Survey of India |
1 Member |
(j) |
Representative of Chief Town & Country Planner |
1 Member |
Note. - (a) The Committee shall have the powers to co-opt up to five additional members who may have lesser experience, but who have special knowledge of the subject matter:
Provided that the additional members may be co-opted for special purposes;
(b) The tenure of the Members of category (c), (d), (e) and (J) above shall change after every three years provided however that the same person shall be eligible for reappointment as Member.
(3) The terms of reference of the Heritage Conservation Committee shall be, inter alia;(a) to advise the Vice-Chairman whether development permission should be granted under these bye-laws and the conditions of such permission;
(b) to prepare a supplementary list of heritage sites, which include buildings, artefacts, structures, streets, areas, precincts of historic, aesthetic, architectural, cultural, or environmental significance and a supplementary list of natural features of environmental significance of scenic beauty including but not restricted to sacred groves, hills, hillocks, water bodies (and the areas adjoining the same), open areas, wooded areas, points, walks, rides, bridle paths etc. to which these bye-laws would apply;
(c) to advise whether any relaxation, modification, alteration, or variance of any of the building bye-laws is called for under sub-bye-law 8;
(d) to frame special bye-laws for precincts and if necessary for natural features to advise the Authority regarding the same;
(e) to advise in terms of sub-bye-law 12 whether to allow commercial/office, hotel uses in the (name the areas) and when to terminated the same;
(f) to advise the Vice-Chairman in the operation of sub-bye-law 19 to regulate or eliminate/erection of outside advertisements/bill boards/street furniture;
(g) to recommend to the Vice-Chairman guidelines to be adopted by those private parties or public/Government agencies who sponsor beautification schemes at public intersections and elsewhere;
(h) to advise the Vice-Chairman to evaluate the cost of repairs/maintenance to be given to owners to bring the existing buildings back to the original condition. For this purpose the Committee may also try to help the Authority to raise funds through private resources;
(i) to prepare special designs and guidelines/publications for listed buildings, control of height and essential facade characteristics such as maintenance of special types of balconies and other heritage items of the buildings and to suggest suitable designs adopting appropriate materials for replacements keeping the old form intact to the extent possible.
(j) to prepare guidelines relating to design elements and conservation principles to be adhered to, and to prepare other guidelines for the purposes of these bye-laws;
(k) to advise the Vice-Chairman on any other issues as may be required from time to time during course of scrutiny of development permissions and in overall interest of heritage/environmental conservation;
(l) to appear before the Government either independently or through or on behalf of the Vice-Chairman in cases of Appeals.
21. Implications of listing as heritage buildings. - These bye-laws do not amount to any blanket prevention demolition or of changes to heritage building/buildings within heritage precincts. The only requirement it to obtain special clearance from the Vice-Chairman on the advice of Heritage Conservation Committee from heritage point of view. 22. Ownership not affected. - Sale and purchase of heritage buildings does not require any permission from the Vice-Chairman or Heritage Conservation Committee. These bye-laws do not affect the ownership or usage. However, such usage should be in harmony with the said listed precinct/building. Care will be taken to ensure that the development permission relating to these building is given within 30 days from the date of submission of the application. 23. Appeals. - (1) Any person aggrieved by an order of the Vice-Chairman under these bye-laws, may within thirty days from the date on which the decision is communicated to him prefer an appeal to the Government. (2) On receipt of an appeal under sub-bye-law (i), the appellate authority shall after giving the appellant an opportunity of being heard, pass such order as it, deems fit and the decision of appellate authority on such appeal shall be final.